Surveillance Watch list Management

Stronger regulatory compliance and transparent operations to manage reputational, operational
and financial risks

Compliance teams for capital markets and trade surveillance teams can now track, maintain, and monitor deal watchlists automatically, reducing the risk of fines and reputational damage.

80%

Improvement in operational efforts in managing surveillance watchlists

90%

Reduction in judgment errors and reworking the watchlist profiles

2X

Increase in capacity to manage spike in deal volumes

Key Features

Watchlist Surveillance

Generate required watchlist surveillance reports and automatically email stakeholders.

Deal Checker

Connect to CRM & other deal management systems to collate the update the deals list.

Watchlist Generator

Extract watchlist data from multiple internal and external systems including deal sources and websites.

Compliance Checker

Run automated checklists defined by compliance team and update outcomes to a deal compliance report.

Customer Stories

Transforming Compliance Policy Management with GenAI

Discover how LatentBridge’s GenAI-powered solution enhanced accessibility and understanding of regulatory compliance policies for a large European financial services firm.

99%

Success in fetching contextualised information

Instant

Access to relevant information

Faster

Document search and compare

Customer Stories

Accelerating digital transformation with an Intelligent Automation CoE for a leading business process services provider

Established an Intelligent Automation Centre of Excellence (IA CoE) to scale automation initiatives across the organisation and meet business goals of customer experience, employee engagement, and process efficiencies. The IA CoE put together an automation roadmap by identifying the right automation candidates, an ROI maximisation framework, best practices for tools and methodologies, and the adoption of industry standards in processes and documentation.

30%

Reusable code was developed showcasing an extensible design philosophy

1.3X

Faster release cycle for new processes

2

Processes were automated in parallel as benchmark processes

Customer Stories

Increased efficiency of Accounts Payable for a leading industry organisation of merchants

Modernised Accounts Payable function with Robotic Process Automation (RPA) and AI-based solution handling more than 40000 invoices across about 100 merchants. A single intelligent automation framework was developed to enable automated extraction of invoice data, verification against purchase orders, making journal entries and communication exceptions with relevant teams.

95%

Accurate reconciliation of invoices

75%

Reduction in manual efforts

15%

Reduction in overdue payments

Customer Stories

Improved fee collection and revenues for leading wealth and investment adviser in the UK

Streamlined revenue and billing operations across more than 3000 clients and over 80 plan administrators by designing a centralised fee management and administration platform. The solution included an API-based ingestion of fee statements, automated fee receivables, matched it to statement data and flagged unmatched items, thus improving fee collection and improving business productivity.

80%

Fee management efforts automated

85%

Reduction in supervision efforts

65%

Real-time / on-demand Fee MIS & Analytics

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